Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie Bauer Rose is a financial advisor with Wells Fargo Clearing Services, LLC. Laurie has over 27 years of experience in the financial services industry and is registered with the state of Missouri. Laurie is also registered as an Investment Advisor Representative (IAR) with Wells Fargo Advisors LLC. In addition to her experience, Laurie has passed the Series 3, 7, 9, 10, 63, and 66 exams. Laurie's specialties include portfolio management, investment consulting services, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/13/2011 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
06/08/2006 - 02/07/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (CUBA MO)
MO
08/28/1997 - 06/12/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
04/06/1994 - 02/14/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CA
12/23/1993 - 04/14/1994
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BOTH
Issued 06/10/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1993
Series 7 - General Securities Representative Examination
BC
Issued 03/17/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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