Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie Ovesen is a financial advisor registered with Fidelity Personal And Workplace Advisors. Laurie has been in the industry since 2003 and has experience with a variety of firms. Laurie is currently registered to offer investment advice in Texas and Washington. Laurie is also registered with FINRA and has licenses in numerous states. Laurie is a licensed investment advisor and has the Series 63, 65, 7 and 31 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
11/21/2018 - Present
Fidelity Personal AND Workplace Advisors (SEATTLE WA)
WA
02/16/2017 - 10/22/2018
MORGAN STANLEY (SEATTLE WA)
WA
09/23/2015 - 02/09/2017
CETERA INVESTMENT SERVICES LLC (LYNNWOOD WA)
IA
09/13/2007 - 03/30/2015
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
11/06/2009 - 03/12/2015
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
CA
01/20/2004 - 08/17/2007
PRINCIPAL FUNDS DISTRIBUTOR, INC. (EL DORADO HILLS CA)
CA
03/25/2003 - 01/20/2004
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
NY
09/05/2002 - 02/20/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
GA
08/06/2002 - 08/26/2002
WORLD GROUP SECURITIES, INC. (DULUTH GA)
IA
Issued 12/08/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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