Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie Marks is a financial advisor currently registered with Hightower Advisors, LLC in Orinda, CA. Laurie has over 15 years of experience in the financial services industry. Laurie is a Series 65, 66, and 63 licensed advisor. She is also a Series 24 Principal. Previously, Laurie was employed with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and Lehman Brothers Inc. Laurie is a committed member of the San Francisco Waldorf School Investment Committee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
CA
11/25/2022 - Present
Hightower Advisors, LLC (Orinda CA)
CA
01/26/2016 - 01/10/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (SAN FRANCISCO CA)
NY
10/11/2004 - 07/29/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 05/15/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Laurie Marks is the right advisor for you? Invested Better is here to help.
