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Laurie Ann Klingele

National Financial Services LLC

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About Laurie Ann Klingele

Laurie Klingele has been in the financial services industry since June 18, 2017 and is currently registered with National Financial Services LLC. Laurie has passed the Securities Industry Essentials Examination and the Operations Professional Examination. Laurie was previously registered with Morgan Stanley & Co. LLC.

Firm Information

Laurie Klingele is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Laurie Klingele’s Registration & Firm History

NJ

07/31/2024 - Present

National Financial Services LLC (JERSEY CITY NJ)

NY

08/09/2016 - 09/20/2023

MORGAN STANLEY & CO. LLC (New York NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/2016

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Laurie Ann Klingele.
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