Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie Kampman is a financial advisor with Raymond James & Associates, Inc. Laurie has been in the financial services industry for over 23 years. Laurie is registered to offer securities in all 50 states and the District of Columbia. Laurie has a Series 7, 9, 10, 63 and SIE licenses. Laurie provides a wide range of financial services including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/26/2006 - Present
Raymond James & Associates, Inc. (ST LOUIS MO)
IL
08/21/2012 - 03/14/2013
MORGAN KEEGAN & COMPANY, INC. (O'FALLON IL)
MO
06/23/1999 - 09/27/2006
WACHOVIA SECURITIES, LLC (CHESTERFIELD MO)
BC
Issued 12/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/18/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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