Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie Ann Buffington has been in the financial services industry since 1993 and is currently registered as a Registered Representative with Morgan Stanley. Laurie is registered in Wisconsin and Texas. Prior to joining Morgan Stanley, Laurie was employed by CITIGROUP GLOBAL MARKETS INC. and KEMPER CLEARING CORP. Laurie's experience spans a range of financial services, including investment advisory services, portfolio management, and financial planning. Laurie holds the Series 7, Series 63 and Series 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WI
06/01/2009 - Present
Morgan Stanley (Milwaukee WI)
WI
10/16/1995 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MILWAUKEE WI)
WI
10/05/1993 - 09/13/1995
KEMPER CLEARING CORP. (MILWAUKEE WI)
IA
Issued 11/15/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Laurie Buffington is the right advisor for you? Invested Better is here to help.
