Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie Ann Braulick has been a registered investment advisor representative for over 30 years, having joined the financial services industry in 1988. Laurie began her career with ARM Securities Corporation in Minot, North Dakota. Laurie worked for CAPITAL FINANCIAL SERVICES, INC. for 16 years, and joined Calton & Associates, Inc. in 2019. Laurie specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
07/09/2019 - Present
Calton & Associates, Inc. (TAMPA FL)
MN
06/02/2003 - 07/09/2019
CAPITAL FINANCIAL SERVICES, INC. (NEW ULM MN)
ND
03/28/1988 - 06/02/2003
ARM SECURITIES CORPORATION (MINOT ND)
IA
Issued 06/01/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2005
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 03/25/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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