Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie Thompson is a financial professional with over 30 years of experience in the financial services industry. Laurie is a registered representative with MML Investors Services, LLC and has held previous roles with USI Securities, Inc. and Advest, Inc. Laurie holds a variety of licenses and certifications, including Series 7, 8, 24, 52, 53, and 63. Laurie has demonstrated commitment to providing quality service to clients and is dedicated to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
08/24/2017 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
CT
11/14/2012 - 08/10/2017
USI SECURITIES, INC. (GLASTONBURY CT)
CT
06/15/2000 - 10/30/2002
ADVEST, INC. (HARTFORD CT)
CT
12/21/1989 - 07/10/1998
ADVEST, INC. (HARTFORD CT)
BC
Issued 01/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/24/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/09/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 11/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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