Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurice? Claim Your ProfileLaurice Furnifold Rhem is a financial professional with over 20 years of experience. Currently, Laurice Rhem is registered with First Citizens Investor Services, Inc. in Raleigh, NC. Previously, Laurice Rhem was registered with LPL FINANCIAL LLC, UVEST FINANCIAL SERVICES GROUP, INC., WACHOVIA SECURITIES, LLC and FIRST UNION BROKERAGE SERVICES, INC. Laurice Furnifold Rhem has passed several industry exams, including the Series 6, 7, 9, 10, 31, 63, 65, 66, 99TO, and SIE. Laurice Furnifold Rhem specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
02/14/2022 - Present
First Citizens Investor Services, Inc. (RALEIGH NC)
SC
11/07/2008 - 12/20/2021
LPL FINANCIAL LLC (FORT MILL SC)
NC
05/11/2011 - 11/15/2011
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
10/01/2000 - 11/04/2008
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
NC
08/16/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MA
03/10/2000 - 08/16/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 02/20/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/28/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/09/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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