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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauriann? Claim Your ProfileLauriann Delay is a financial advisor who has been in the industry since 1994. Currently, Lauriann Delay is an advisor at Raymond James & Associates, Inc. Lauriann Delay holds the Series 3, 7, and 66 licenses, and is a Chartered Financial Analyst. Lauriann Delay has been working as a financial advisor since 2009, and previously worked at Goldman, Sachs & Co. and Morgan Stanley. Lauriann Delay specializes in working with individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/26/2023 - Present
Raymond James & Associates, Inc. (San Francisco CA)
CA
06/01/2009 - 09/16/2019
MORGAN STANLEY (SAN FRANCISCO CA)
CA
11/18/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
NY
02/13/2001 - 12/31/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
CA
11/17/1993 - 09/10/1996
RYKEL SECURITIES, INC. (CAMERON PARK CA)
CA
01/01/1990 - 09/24/1991
PACIFIC SECURITIES, INC. (SAN FRANCISCO CA)
NY
04/29/1987 - 11/01/1989
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
BOTH
Issued 03/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2005
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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