Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauri? Claim Your ProfileLauri Michelle Spargo is a financial advisor registered with Raymond James Financial Services, Inc.. Lauri has been in the financial services industry for over 19 years. Lauri holds Series 66, Series 7 and SIE licenses. Lauri is registered in Florida, Massachusetts and New York. Previously, Lauri worked at Northwestern Mutual Investment Services, LLC and Waddell & Reed, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/03/2019 - Present
Raymond James Financial Services, Inc. (LATHAM NY)
NY
07/11/2007 - 09/27/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Latham NY)
NY
10/20/2005 - 05/24/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)
KS
03/21/2005 - 11/07/2005
WADDELL & REED, INC. (OVERLAND PARK KS)
KS
08/20/2004 - 01/21/2005
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 05/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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