Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurent? Claim Your ProfileLaurent Levy is a financial advisor with over 18 years of experience in the industry. Laurent is currently registered with Smbc Nikko Securities America, Inc., and has been with the firm since August 4, 2017. Laurent is registered in 51 states and has a Series 7, 63, 79, and SIE license. Prior to joining Smbc Nikko Securities America, Inc., Laurent was a registered representative at BNP Paribas Securities Corp. from 2015 to 2016. Laurent has a long and successful track record in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/04/2017 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
04/21/2015 - 11/08/2016
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
04/26/2004 - 12/19/2006
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
07/14/2000 - 04/26/2004
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 04/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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