Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurent? Claim Your ProfileLaurent Henri Sans is a registered representative with Scotia Capital (usa) Inc. based in New York, NY. Laurent has been in the financial services industry since August 15, 2020 and holds several licenses including Series 3, 7, 55, 57TO, 63 and SIE. Laurent previously worked with CALYON SECURITIES (USA) INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/14/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
01/06/2006 - 04/04/2008
CALYON SECURITIES (USA) INC (NEW YORK NY)
BC
Issued 11/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2022
Series 57TO - Securities Trader Exam
BC
Issued 11/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/03/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2006
Series 3 - National Commodity Futures Examination
BC
Issued 02/07/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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