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Laurent Faucqueur

Mizuho Securities USA LLC

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About Laurent Faucqueur

Laurent Faucqueur is a financial professional with experience in the securities industry. Laurent has been registered with FINRA since 2019. Laurent currently works for Mizuho Securities USA LLC and was previously employed by Natixis Securities Americas LLC. Laurent holds the Series 7TO and SIE licenses.

Firm Information

Laurent Faucqueur is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Laurent Faucqueur’s Registration & Firm History

NY

01/17/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

12/19/2019 - 01/18/2024

NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/19/2019

Series 7TO - General Securities Representative Examination

BC

Issued 02/27/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Laurent Faucqueur.
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