Unclaimed
Laurent Budd is a financial professional with over 20 years of experience in the industry. Laurent is currently registered with Stifel, Nicolaus & Company, Inc. in BALTIMORE, MD. Previously, Laurent was registered with MAINFIRST SECURITIES US INC., KEPLER CAPITAL MARKETS, INC., CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC., and FOX-PITT,KELTON INCORPORATED. Laurent has a strong track record of providing financial advice and portfolio management services to a diverse range of clients, including individuals, corporations, and institutions. Laurent holds a Series 7, Series 24, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
01/25/2022 - Present
Stifel, Nicolaus & Company, Inc. (BALTIMORE MD)
NY
07/25/2013 - 02/16/2021
MAINFIRST SECURITIES US INC. (NEW YORK NY)
NY
05/27/2009 - 04/17/2013
KEPLER CAPITAL MARKETS, INC. (NEW YORK NY)
NY
11/21/2000 - 04/03/2009
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC. (NEW YORK NY)
NY
09/27/2000 - 10/30/2000
FOX-PITT,KELTON INCORPORATED (NEW YORK NY)
BC
Issued 10/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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