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Laurent Arnaud Mitaty

SG Americas Securities, LLC

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About Laurent Arnaud Mitaty

Laurent Mitaty is a registered securities professional with over 1 year of experience in the financial services industry. Laurent currently holds a Series 7, Series 24, Series 63, Series 79 and SIE license. Laurent is a registered principal and is currently employed with SG Americas Securities, LLC. Laurent holds active registrations in all 50 states.

Firm Information

Laurent Mitaty is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Laurent Mitaty’s Registration & Firm History

NY

10/14/2023 - Present

SG Americas Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/03/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/06/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/12/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/14/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/22/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Laurent Arnaud Mitaty.
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