Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurens? Claim Your ProfileLaurens Cook is a financial advisor registered with UBS Financial Services Inc., where he has worked since February 2019. Previously, he was a financial advisor for CF Global Trading, LLC and J.P. Morgan Securities LLC. Laurens holds Series 7, 8, 63, and 65 licenses and is a registered representative in 40 states and an Investment Adviser Representative in 2 states. Laurens has been working in the financial services industry since 2010. He is licensed to provide a range of financial services, including investment advice, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
06/01/2020 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
05/23/2018 - 12/04/2018
CF GLOBAL TRADING, LLC (NEW YORK NY)
MA
03/08/2013 - 08/03/2016
J.P. MORGAN SECURITIES LLC (BOSTON MA)
NY
03/06/1995 - 02/02/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 10/07/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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