Unclaimed
Laurence Wayne Elmore is a financial advisor with over 20 years of experience in the financial services industry. Laurence is currently registered with Charles Schwab & CO., Inc. and has previously worked at TD Ameritrade, Inc., Fidelity Brokerage Services LLC, American Express Financial Advisors Inc., and IDS Life Insurance Company. Laurence has a wide range of experience, including working as a Registered Representative, Investment Adviser Representative, and Principal. Laurence is a licensed and experienced professional who can provide a wide range of financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MA
11/18/2021 - Present
Charles Schwab & CO., Inc. (Boston MA)
TX
12/11/2006 - 12/31/2023
TD AMERITRADE, INC. (Westlake TX)
RI
04/10/2003 - 11/14/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
10/31/2000 - 10/29/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MN
07/19/2000 - 10/19/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/19/2000 - 10/19/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/16/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/12/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/04/2013
Series 4 - Registered Options Principal Examination
BC
Issued 04/02/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2012
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 04/19/2012
Series 3 - National Commodity Futures Examination
BC
Issued 07/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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