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Laurence Wayne Elmore

Charles Schwab & CO., Inc.

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About Laurence Wayne Elmore

Laurence Wayne Elmore is a financial advisor with over 20 years of experience in the financial services industry. Laurence is currently registered with Charles Schwab & CO., Inc. and has previously worked at TD Ameritrade, Inc., Fidelity Brokerage Services LLC, American Express Financial Advisors Inc., and IDS Life Insurance Company. Laurence has a wide range of experience, including working as a Registered Representative, Investment Adviser Representative, and Principal. Laurence is a licensed and experienced professional who can provide a wide range of financial services to clients.

Firm Information

Laurence Elmore is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Laurence Elmore’s Registration & Firm History

MA

11/18/2021 - Present

Charles Schwab & CO., Inc. (Boston MA)

TX

12/11/2006 - 12/31/2023

TD AMERITRADE, INC. (Westlake TX)

RI

04/10/2003 - 11/14/2005

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

10/31/2000 - 10/29/2002

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MN

07/19/2000 - 10/19/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/19/2000 - 10/19/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 01/16/2004

Series 66 - Uniform Combined State Law Examination

IA

Issued 08/12/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/31/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/16/2019

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/04/2013

Series 4 - Registered Options Principal Examination

BC

Issued 04/02/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2012

Series 34 - Retail Off-Exchange FOREX Examination

BC

Issued 04/19/2012

Series 3 - National Commodity Futures Examination

BC

Issued 07/18/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Laurence Wayne Elmore.
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