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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurence? Claim Your ProfileLaurence Vincent Plummer,jr is an active financial advisor registered with LPL Financial LLC. Laurence Vincent Plummer,jr has been in the industry since March 28, 2013. Laurence Vincent Plummer,jr is registered with 35 states, including Alabama, Alaska, Arizona, Arkansas, and California. Laurence Vincent Plummer,jr also holds Series 66, SIE, and Series 7 licenses. In addition to working at LPL Financial LLC, Laurence Vincent Plummer,jr was previously employed by ROYAL ALLIANCE ASSOCIATES, INC. and SIGNATOR INVESTORS, INC.. Laurence Vincent Plummer,jr holds the designation of Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
10/31/2022 - Present
LPL Financial LLC (MEMPHIS TN)
TN
11/02/2018 - 11/02/2022
ROYAL ALLIANCE ASSOCIATES, INC. (MEMPHIS TN)
TN
03/29/2013 - 11/02/2018
SIGNATOR INVESTORS, INC. (MEMPHIS TN)
BOTH
Issued 05/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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