Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurence? Claim Your ProfileLaurence Stone is a financial advisor with over 20 years of experience in the industry. Laurence is currently registered with FTI Capital Advisors, LLC in Denver, Colorado. Laurence is a Series 7, Series 24, Series 63, and Series 79TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
10/07/2021 - Present
FTI Capital Advisors, LLC (DENVER CO)
MA
05/15/2019 - 09/30/2021
BFC CAPITAL LLC (Quincy MA)
MA
11/02/2009 - 04/30/2019
WATERWAY CAPITAL LLC (BOSTON MA)
MA
01/24/2007 - 06/26/2009
WELLS FARGO SECURITIES, LLC (BOSTON MA)
MA
02/18/2003 - 04/25/2005
TRENWITH SECURITIES, LLC (BOSTON MA)
TX
09/05/2000 - 12/19/2002
FLEET SECURITIES, INC. (DALLAS TX)
CA
10/01/1999 - 09/05/2000
FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
TX
05/15/1998 - 10/01/1999
FLEET SECURITIES, INC. (DALLAS TX)
NY
01/26/1994 - 07/24/1996
SPP HAMBRO & CO., INCORPORATED (NEW YORK NY)
BC
Issued 07/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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