Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurence? Claim Your ProfileLaurence Grafstein is an active investment advisor representative for RBC Capital Markets, LLC. Laurence has worked in the financial industry since 1993 and has extensive experience in the sector. Prior to joining RBC Capital Markets, Laurence worked at UBS Securities LLC, Rothschild Inc., Lazard Freres & Co. LLC, Credit Suisse First Boston Corporation, and Wasserstein Perella & Co., Inc. Laurence has a strong background in investment banking and is a licensed securities principal. Laurence specializes in providing investment advice to a variety of clients, including high-net-worth individuals, corporations, and institutional investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/24/2018 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
10/09/2012 - 07/31/2018
UBS SECURITIES LLC (NEW YORK NY)
NY
06/22/2009 - 10/02/2012
ROTHSCHILD INC. (NEW YORK NY)
NY
09/10/2001 - 03/26/2009
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
01/16/1996 - 05/13/1999
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
02/13/1991 - 01/26/1996
WASSERSTEIN PERELLA & CO., INC. (NEW YORK NY)
BC
Issued 11/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Laurence Grafstein is the right advisor for you? Invested Better is here to help.
