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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurence? Claim Your ProfileLaurence Hale is a financial advisor with Commonwealth Financial Network. Laurence has been in the financial services industry since March 13, 1996. Laurence is registered with the state of Connecticut as an investment advisor representative. Laurence is also registered with the state of Connecticut as a broker-dealer. Laurence is also registered with the state of Connecticut as an investment advisor. Laurence has a wide range of experience in the financial services industry. Laurence has worked with both individual and institutional clients. Laurence specializes in providing financial planning, investment management, and retirement planning services. Laurence is committed to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
10/19/2006 - Present
Commonwealth Financial Network (POMFRET CENTER CT)
CT
03/08/2006 - 10/10/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (POMFRET CENTER CT)
CT
11/10/1999 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
MA
03/14/1996 - 11/09/1999
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
IA
Issued 02/24/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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