Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurence? Claim Your ProfileLaurence Wulker is a financial advisor with over 40 years of experience in the financial services industry. Laurence is a registered representative with Oppenheimer & Co. Inc. Prior to that, Laurence worked with UBS Financial Services Inc. and Paine, Webber, Jackson & Curtis Incorporated. Laurence is a Certified Financial Planner® and holds several industry licenses, including Series 7, Series 24, Series 63, and Series 65. Laurence specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors. Laurence's clients include high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
OH
03/23/2009 - Present
Oppenheimer & Co. Inc. (CINCINNATI OH)
OH
01/31/1980 - 03/25/2009
UBS FINANCIAL SERVICES INC. (CINCINNATI OH)
NA
11/16/1978 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
10/03/1977 - 12/13/1978
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
03/01/1977 - 11/11/1977
HARRISON AND COMPANY
IA
Issued 08/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1978
PC - AMEX Put and Call Exam
BC
Issued 02/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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