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Laurence John Lighthall

BNY Mellon Securities Corp.

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About Laurence John Lighthall

Laurence John Lighthall is a financial advisor registered with BNY Mellon Securities Corp. Laurence is a seasoned professional with extensive experience in the industry, having joined the firm in 2015. Prior to that, Laurence was associated with WELLS FARGO ADVISORS, LLC and WACHOVIA SECURITIES, INC. Laurence holds the Series 6, Series 7, and Series 63 licenses and the SIE exam. Laurence specializes in providing portfolio management services to individuals and businesses.

Firm Information

Laurence Lighthall is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Laurence Lighthall’s Registration & Firm History

GA

11/09/2015 - Present

BNY Mellon Securities Corp. (ATLANTA GA)

GA

06/15/2002 - 10/07/2015

WELLS FARGO ADVISORS, LLC (ATLANTA GA)

NC

09/25/2001 - 06/15/2002

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/27/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2004

Series 7 - General Securities Representative Examination

BC

Issued 09/24/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Laurence John Lighthall.
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