Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurence? Claim Your ProfileLaurence James Finn is an investment advisor representative with D.h. Hill Advisors, Inc. Laurence has been in the industry since June 20, 1984. Laurence is also registered with the following states: Arizona, California and Wisconsin. Laurence has a total of 3 state registrations and 1 investment advisor state registration. In addition to Laurence's current role, Laurence also works for LINSCO/PRIVATE LEDGER CORP. and LARRY J. FINN, INC. Laurence has 1 state exam, 2 product exams and 1 principal exam. Laurence has a Series 63, Series 24 and Series 7 license. Laurence specializes in Financial planning, Portfolio management for individuals and Pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets from third party investment advisers
1
2
CA
08/11/2023 - Present
D.h. Hill Advisors, Inc. (Huntington Beach CA)
CA
09/09/1998 - 06/19/2006
LINSCO/PRIVATE LEDGER CORP. (TRABUCO CANYON CA)
AZ
05/19/1992 - 09/09/1998
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
09/12/1990 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
CA
07/31/1984 - 09/19/1990
CROWELL, WEEDON & CO. (LOS ANGELES CA)
NA
05/23/1984 - 07/30/1984
CREST CAPITAL, INC.
BC
Issued 03/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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