Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurence? Claim Your ProfileLaurence Bertan is an experienced financial professional with over 30 years in the industry. Laurence is currently registered with Bernstein Institutional Services LLC and has also been previously affiliated with AllianceBernstein Investments, Inc., Sanford C. Bernstein & Co., LLC, Autonomous Research US LP, Sanford C. Bernstein & Co., Inc. and CIBC Oppenheimer Corp. Laurence holds a variety of licenses and registrations, including Series 7, 3, 57TO, 99TO, 63, 8, 10, 9, 14, 24, and 27, as well as the SIE. Laurence’s specializations include securities and commodities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
NY
01/12/2024 - Present
Bernstein Institutional Services LLC (NEW YORK NY)
NY
11/04/2004 - 04/08/2024
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
NY
12/07/2000 - 04/08/2024
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
04/26/2019 - 05/30/2019
AUTONOMOUS RESEARCH US LP (NEW YORK NY)
NY
06/24/1998 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
NY
06/04/1993 - 06/26/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
06/04/1993 - 06/21/1993
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
BC
Issued 09/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/01/2000
Series 14 - Compliance Officer Examination
BC
Issued 06/02/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/18/1994
Series 24 - General Securities Principal Examination
BC
Issued 05/26/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2018
Series 3 - National Commodity Futures Examination
BC
Issued 08/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Laurence Bertan is the right advisor for you? Invested Better is here to help.
