Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurence? Claim Your ProfileLaurence Pierron is a financial advisor with SPC, a firm with over 30,000 clients. Laurence has been working in the industry since 1986 and has experience at several firms including Ameriprise Financial Services, Inc., Southwest Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Dean Witter Reynolds Inc. Laurence provides a variety of services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Laurence is also registered as an investment advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
TX
02/02/2018 - Present
SPC (Plano TX)
TX
01/06/2011 - 01/26/2018
AMERIPRISE FINANCIAL SERVICES, INC. (PLANO TX)
TX
01/05/2009 - 02/03/2011
SOUTHWEST SECURITIES, INC. (PLANO TX)
TX
12/16/2003 - 01/08/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MCKINNEY TX)
TX
02/14/2002 - 12/17/2003
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
TX
01/18/1993 - 12/17/2003
TRADESTAR INVESTMENTS,INC. (HOUSTON TX)
NA
01/20/1992 - 12/31/1992
G. R. PHELPS & CO., INC.
NY
03/20/1986 - 01/20/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2007
Series 15 - Foreign Currency Options Examination
BC
Issued 09/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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