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Laurence Edward Brown

Tiaa-Cref Individual & Institutional Services, LLC

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About Laurence Edward Brown

Laurence Edward Brown is a financial advisor with over 20 years of experience. Laurence has been associated with TIAA-CREF Individual & Institutional Services, LLC since 2011, specializing in providing advice and financial planning services for individuals, high-net-worth individuals, and institutional clients. Prior to that, Laurence held positions at other firms, including Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc. Laurence is a Series 7, 6, 63, and 24 licensed financial advisor, and holds the Series 63 and Series 24 licenses.

Firm Information

Laurence Brown is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Laurence Brown’s Registration & Firm History

MA

04/12/2011 - Present

Tiaa-Cref Individual & Institutional Services, LLC (CAMBRIDGE MA)

MA

01/01/2008 - 04/09/2010

FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)

MA

03/01/2001 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

CT

09/20/1997 - 01/16/1998

ADVEST, INC. (HARTFORD CT)

CO

01/23/1996 - 10/14/1996

NPC SECURITIES, INC. (GREENWOOD VILLAGE CO)

RI

05/25/1993 - 01/11/1994

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

MN

03/20/1990 - 05/18/1993

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

03/20/1990 - 05/18/1993

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 03/01/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/08/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2006

Series 7 - General Securities Representative Examination

BC

Issued 02/28/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Laurence Edward Brown.
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