Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurence? Claim Your ProfileLaurence Walker is a financial advisor with Commonwealth Financial Network. Laurence has been in the industry since 1981. Laurence is a registered representative of Commonwealth Financial Network and an investment advisor representative of Walker-Deering, LLC and Monterey Custom Wealth Management, LLC. Laurence has been in the financial services industry since 1981. Laurence specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. Laurence has a strong track record of success in helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/26/2020 - Present
Commonwealth Financial Network (Monterey CA)
CA
09/01/2011 - 11/03/2020
UBS FINANCIAL SERVICES INC. (CARMEL CA)
CA
06/01/2009 - 09/22/2011
MORGAN STANLEY SMITH BARNEY (SALINAS CA)
CA
08/21/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SALINAS CA)
CA
08/18/1995 - 09/04/1998
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MO
07/02/1992 - 06/07/1995
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
02/10/1988 - 07/06/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/10/1984 - 02/12/1988
E. F. HUTTON & COMPANY INC
NA
07/30/1981 - 03/05/1984
DEAN WITTER REYNOLDS INC.
IA
Issued 03/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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