Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurence? Claim Your ProfileLaurence Tipton is an investment advisor representative with Cambridge Investment Research Advisors, Inc., a firm with over 3000 licensed agents and $87 billion in assets under management. Laurence is licensed in 8 states and has over 20 years of experience in the financial services industry. Laurence specializes in working with individuals, families, and small businesses, offering financial planning, investment management, and retirement planning services. Laurence is dedicated to providing personalized advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AL
02/05/2024 - Present
Cambridge Investment Research Advisors, Inc. (Birmingham AL)
AL
09/11/2020 - 02/05/2024
CAPITAL INVESTMENT GROUP, INC. (HUNTSVILLE AL)
AL
09/29/2017 - 09/10/2020
WELLS FARGO CLEARING SERVICES, LLC (HUNTSVILLE AL)
AL
03/30/2015 - 10/03/2017
CETERA ADVISORS LLC (MONTGOMERY AL)
AL
03/21/2011 - 04/02/2015
CAPITAL INVESTMENT GROUP, INC. (MONTGOMERY AL)
AL
03/02/2006 - 03/25/2011
W. R. TAYLOR & COMPANY, LLC (MONTGOMERY AL)
NJ
02/14/2003 - 03/17/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/05/2000 - 02/19/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 04/09/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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