Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurence? Claim Your ProfileLaurence Braham is a financial advisor with UBS Securities LLC. Laurence has been in the financial industry since June 15, 1997. Laurence has a strong background in the investment banking sector, having previously worked at Barclays Capital Inc., Lehman Brothers Inc., Citigroup Global Markets Inc., Schroder & Co. Inc., and Deutsche Morgan Grenfell Inc. Laurence holds a wide range of licenses and certifications, including Series 7, Series 24, Series 52, Series 53, and Series 63. Laurence is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/17/2023 - Present
UBS Securities LLC (Menlo Park CA)
CA
09/22/2008 - 08/24/2023
BARCLAYS CAPITAL INC. (MENLO PARK CA)
CA
09/21/2006 - 09/22/2008
LEHMAN BROTHERS INC. (MENLO PARK CA)
CA
05/01/2000 - 09/26/2006
CITIGROUP GLOBAL MARKETS INC. (PALO ALTO CA)
NY
05/17/1998 - 05/01/2000
SCHRODER & CO. INC. (NEW YORK NY)
NY
05/14/1997 - 04/13/1998
DEUTSCHE MORGAN GRENFELL INC. (NEW YORK NY)
BC
Issued 07/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 04/07/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2003
Series 52 - Municipal Securities Representative Examination
BC
Issued 05/13/1997
Series 17 - Limited Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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