Unclaimed
Laurence Bag is a registered representative with Tourmaline Partners, LLC. Laurence is a financial professional with over 15 years of experience in the financial services industry. Laurence has a wide range of experience in the securities industry, including experience as an equity trader. Laurence is licensed in multiple states and holds several securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/18/2011 - Present
Tourmaline Partners, LLC (STAMFORD CT)
CT
06/10/2009 - 01/28/2011
GREENWICH PRIME TRADING GROUP, LLC (STAMFORD CT)
NY
02/09/2009 - 03/06/2009
DPEC CAPITAL, INC. (NEW YORK NY)
NY
06/13/2008 - 09/15/2008
ASSENT LLC (NEW YORK NY)
NJ
04/20/1998 - 08/13/1998
HEARTLAND SECURITIES CORP. (EDISON NJ)
NE
01/14/1997 - 04/21/1998
DATEK ONLINE BROKERAGE SERVICES CORP. (OMAHA NE)
BC
Issued 02/26/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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