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Laurence Andrew Bag

Tourmaline Partners, LLC

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About Laurence Andrew Bag

Laurence Bag is a registered representative with Tourmaline Partners, LLC. Laurence is a financial professional with over 15 years of experience in the financial services industry. Laurence has a wide range of experience in the securities industry, including experience as an equity trader. Laurence is licensed in multiple states and holds several securities licenses.

Firm Information

Laurence Bag is currently registered with Tourmaline Partners, LLC. Tourmaline Partners, LLC is a Limited Liability Company formed in June 2010. The firm is registered in 31 states and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Laurence Bag’s Registration & Firm History

CT

01/18/2011 - Present

Tourmaline Partners, LLC (STAMFORD CT)

CT

06/10/2009 - 01/28/2011

GREENWICH PRIME TRADING GROUP, LLC (STAMFORD CT)

NY

02/09/2009 - 03/06/2009

DPEC CAPITAL, INC. (NEW YORK NY)

NY

06/13/2008 - 09/15/2008

ASSENT LLC (NEW YORK NY)

NJ

04/20/1998 - 08/13/1998

HEARTLAND SECURITIES CORP. (EDISON NJ)

NE

01/14/1997 - 04/21/1998

DATEK ONLINE BROKERAGE SERVICES CORP. (OMAHA NE)

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Licenses & Designations

BC

Issued 02/26/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/12/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Laurence Andrew Bag.
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