Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Waldman is a financial professional with over 15 years of experience in the securities industry. Lauren is currently registered with HSBC Securities (USA) Inc. and is licensed to offer a wide range of financial services. Lauren has held prior positions at several other firms including FBN Securities, Inc., Strategas Securities, LLC DBA Strategas Research Partners, ITG Inc., Alternet Securities Inc. and Jefferies & Company, Inc. Lauren is also a Series 65 and Series 63 licensed advisor and has earned several other licenses related to her expertise. Lauren's experience and expertise make her a valuable resource for clients seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
05/13/2022 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
08/16/2021 - 04/11/2022
FBN SECURITIES, INC. (NEW YORK NY)
NY
01/17/2012 - 08/23/2021
STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS (NEW YORK NY)
NY
02/05/2007 - 12/19/2011
ITG INC. (NEW YORK NY)
NY
02/06/2007 - 11/29/2011
ALTERNET SECURITIES INC. (NEW YORK NY)
NY
12/15/2006 - 02/09/2007
JEFFERIES & COMPANY, INC. (NEW YORK NY)
IA
Issued 12/20/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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