Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Sparrow is an investment advisor representative with over 15 years of experience in the financial services industry. Lauren began their career at Lehman Brothers Inc. in 2005, and then moved on to Barclays Capital Inc. in 2008. After that, Lauren joined J.P. MORGAN SECURITIES LLC in 2010. In 2015, Lauren joined Morgan Stanley, where they are currently employed as an investment advisor representative. Lauren is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA). Lauren holds a Series 7, Series 66, and SIE license. Lauren is also licensed to sell securities in multiple states, including Texas, New York, and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
11/14/2018 - Present
Morgan Stanley (Houston TX)
NY
08/03/2010 - 08/05/2015
J.P. MORGAN SECURITIES LLC (new york NY)
MA
09/22/2008 - 07/29/2010
BARCLAYS CAPITAL INC. (BOSTON MA)
MA
02/15/2005 - 09/22/2008
LEHMAN BROTHERS INC. (BOSTON MA)
BOTH
Issued 04/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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