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Lauren Tran

Fidelity Brokerage Services LLC

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About Lauren Tran

Lauren Tran is a financial advisor with Fidelity Brokerage Services LLC. Lauren is a registered representative with FINRA, the Financial Industry Regulatory Authority, and has been licensed to sell securities since November 20, 2023. Lauren is also licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Firm Information

Lauren Tran is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lauren Tran’s Registration & Firm History

TX

11/20/2023 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 12/08/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/20/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lauren Tran.
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