Unclaimed
Lauren Tran is a financial advisor with Fidelity Brokerage Services LLC. Lauren is a registered representative with FINRA, the Financial Industry Regulatory Authority, and has been licensed to sell securities since November 20, 2023. Lauren is also licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/20/2023 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 12/08/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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