Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Sims is a registered representative with Northwestern Mutual Investment Services, LLC. Lauren is licensed to provide investment advice in Indiana and Kentucky. Lauren is dedicated to helping clients achieve their financial goals. Lauren's previous experience in the financial industry has given her a solid understanding of the market and a commitment to providing clients with a personalized approach. Lauren has a Series 7, Series 63 and SIE licenses and has been in the industry since 2022. Lauren is currently located in Louisville, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
KY
04/07/2023 - Present
Northwestern Mutual Investment Services, LLC (LOUISVILLE KY)
BC
Issued 10/30/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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