Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Lee is a financial professional with experience in the financial services industry since 2016. Lauren is currently registered with Fidelity Brokerage Services LLC in Albuquerque, New Mexico. Lauren has a strong track record of success in the industry, having worked with clients from various backgrounds. Lauren is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NM
01/18/2019 - Present
Fidelity Brokerage Services LLC (ALBUQUERQUE NM)
NM
07/07/2017 - 10/10/2018
NATIONAL FINANCIAL SERVICES LLC (ALBUQUERQUE NM)
NM
03/15/2016 - 06/19/2017
FIDELITY BROKERAGE SERVICES LLC (ALBUQUERQUE NM)
NM
09/28/2015 - 02/18/2016
FIDELITY BROKERAGE SERVICES LLC (ALBUQUERQUE NM)
BC
Issued 03/31/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/01/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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