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Lauren Rita Tracy

Pimco Investments LLC

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About Lauren Rita Tracy

Lauren Tracy is a financial professional with over 10 years of experience in the industry. Lauren is currently registered with Pimco Investments LLC and holds multiple licenses including Series 3, 7, 24, and 66. Prior to joining Pimco Investments, Lauren worked with Allianz Global Investors Distributors LLC. Lauren is licensed to provide investment advice and services in 51 states.

Firm Information

Lauren Tracy is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lauren Tracy’s Registration & Firm History

NY

02/14/2011 - Present

Pimco Investments LLC (NEW YORK NY)

NY

07/02/2008 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/28/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/19/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2008

Series 3 - National Commodity Futures Examination

BC

Issued 07/01/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lauren Rita Tracy.
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