Unclaimed
Lauren Tracy is a financial professional with over 10 years of experience in the industry. Lauren is currently registered with Pimco Investments LLC and holds multiple licenses including Series 3, 7, 24, and 66. Prior to joining Pimco Investments, Lauren worked with Allianz Global Investors Distributors LLC. Lauren is licensed to provide investment advice and services in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/14/2011 - Present
Pimco Investments LLC (NEW YORK NY)
NY
07/02/2008 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
BOTH
Issued 07/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2008
Series 3 - National Commodity Futures Examination
BC
Issued 07/01/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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