Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Richmond Smith is a financial professional registered with Wells Fargo Securities, LLC in Houston, Texas. Lauren has been in the financial industry since September 17, 2023. Lauren is a Series 79TO, Series 63, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
09/18/2023 - Present
Wells Fargo Securities, LLC (HOUSTON TX)
BC
Issued 06/29/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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