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Lauren Richards

DAI Securities, LLC

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About Lauren Richards

Lauren Richards is a financial advisor with over six years of experience in the industry. Lauren is currently registered with Dai Securities, LLC. Prior to that, Lauren worked at Inland Securities Corporation and Triad Advisors LLC. Lauren holds the Series 7, Series 66, and SIE licenses. Lauren is licensed in Georgia.

Firm Information

Lauren Richards is currently registered with DAI Securities, LLC. DAI Securities, LLC is a Limited Liability Company formed on May 31, 2019, and is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lauren Richards’s Registration & Firm History

GA

09/29/2022 - Present

DAI Securities, LLC (Atlanta GA)

GA

11/06/2019 - 09/21/2022

INLAND SECURITIES CORPORATION (Atlanta GA)

GA

03/22/2016 - 11/07/2019

TRIAD ADVISORS LLC (NORCROSS GA)

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Licenses & Designations

BOTH

Issued 06/03/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lauren Richards.
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