Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Pham James is a financial advisor with over 9 years of experience in the financial services industry. Lauren is currently registered with LPL Financial LLC and holds Series 6, 63, and 26 licenses. Lauren has previously worked with Transamerica Investors Securities Corporation and VALIC Financial Advisors, Inc. Lauren provides financial planning, portfolio management, and educational seminars to individuals, businesses, and charitable organizations. Lauren is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
04/15/2024 - Present
LPL Financial LLC (LAKE FOREST IL)
NY
08/01/2023 - 04/03/2024
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
TX
07/03/2014 - 07/27/2023
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
BC
Issued 07/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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