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Lauren Patterson Resende

Robinhood Financial, LLC

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About Lauren Patterson Resende

Lauren Resende is a financial professional with a proven track record of success in the industry. Lauren has been working in the industry since 2016 and holds the Series 7, Series 66, and SIE licenses. Lauren is currently registered with Robinhood Financial, LLC and previously worked with Merrill Lynch. Lauren is registered in 53 states and the District of Columbia.

Firm Information

Lauren Resende is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lauren Resende’s Registration & Firm History

FL

11/10/2023 - Present

Robinhood Financial, LLC (Lake Mary FL)

FL

03/16/2021 - 06/30/2023

ROBINHOOD FINANCIAL, LLC (LAKE MARY FL)

FL

05/19/2020 - 01/19/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PONTE VEDRA BEACH FL)

FL

12/02/2016 - 11/14/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

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Licenses & Designations

BOTH

Issued 01/13/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Lauren Patterson Resende. Review regulatory record here.
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