Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Riley is a financial advisor with Brookfield Oaktree Wealth Solutions LLC. Lauren has been in the securities industry since December 3, 2016 and is registered to provide investment advice in all 50 states. Lauren holds Series 7, SIE and Series 63 licenses. Prior to joining Brookfield Oaktree, Lauren worked at Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/21/2023 - Present
Brookfield Oaktree Wealth Solutions LLC (New York NY)
NY
11/28/2016 - 11/14/2023
MORGAN STANLEY (New York NY)
BC
Issued 09/06/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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