Unclaimed
Lauren Ottinger is a financial advisor with Robinhood Financial, LLC. Lauren holds multiple licenses, including Series 7, 63, 66, 3, 4, 9, and 10. Lauren has been in the industry since 2014 and is currently active with Robinhood Financial, LLC. Lauren was previously associated with CHARLES SCHWAB & CO., INC. in Lone Tree, CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/06/2020 - Present
Robinhood Financial, LLC (Denver CO)
CO
10/10/2014 - 11/04/2020
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BOTH
Issued 08/01/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2017
Series 4 - Registered Options Principal Examination
BC
Issued 09/18/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/25/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2017
Series 3 - National Commodity Futures Examination
BC
Issued 10/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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