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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Seim is a financial advisor with RBC Capital Markets, LLC. Lauren Seim has over 12 years of experience in the financial services industry. Lauren Seim has a strong track record of success in helping clients achieve their financial goals. Lauren Seim has a wide range of experience in financial planning, portfolio management, and investment advisory services. Prior to joining RBC Capital Markets, LLC, Lauren Seim worked at Morgan Stanley and Wells Fargo Advisors. Lauren Seim is a Series 7, 9, 10, 31, 66, and SIE licensed professional and holds a Bachelor of Arts degree in Economics from the University of Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
11/22/2017 - Present
RBC Capital Markets, LLC (CHEVY CHASE MD)
MD
07/28/2014 - 08/21/2017
MORGAN STANLEY (BETHESDA MD)
VA
06/17/2013 - 05/28/2014
WELLS FARGO ADVISORS, LLC (MCLEAN VA)
VA
06/01/2009 - 06/28/2013
MORGAN STANLEY (MCLEAN VA)
MD
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BALTIMORE MD)
MD
03/06/2006 - 04/02/2007
MORGAN STANLEY DW INC. (BETHESDA MD)
BOTH
Issued 02/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/23/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2009
Series 3 - National Commodity Futures Examination
BC
Issued 04/14/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 09/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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