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Lauren Nicole Duty

MFS Fund Distributors, Inc.

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About Lauren Nicole Duty

Lauren Nicole Duty is a financial advisor with MFS Fund Distributors, Inc. Lauren is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 7TO, and SIE licenses. Lauren's registration date is 05/31/2023 and is active in 53 states and District of Columbia.

Firm Information

Lauren Duty is currently registered with MFS Fund Distributors, Inc.. MFS Fund Distributors, Inc. is a corporation formed on October 27, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lauren Duty’s Registration & Firm History

AZ

05/18/2023 - Present

MFS Fund Distributors, Inc. (PHOENIX AZ)

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Licenses & Designations

BC

Issued 02/10/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/18/2023

Series 7TO - General Securities Representative Examination

BC

Issued 04/07/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lauren Nicole Duty.
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