Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Nicole Carter is a financial advisor with Janney Montgomery Scott LLC. Lauren has been working in the financial industry since 2001, providing investment advice to individual and institutional clients. Lauren has a strong track record of success and is committed to providing her clients with personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
06/06/2011 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
PA
01/02/2009 - 05/27/2011
TD SECURITIES (USA) LLC (PHILADELPHIA PA)
PA
02/17/2005 - 01/14/2009
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
PA
03/15/2002 - 08/09/2004
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
PA
02/27/2001 - 03/13/2002
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
09/21/2000 - 02/16/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 03/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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