Unclaimed
Lauren Moskovitz sholder is a registered representative with Foreside Fund Services, LLC. Lauren has been in the securities industry since April 2012. Lauren has a Series 7, Series 55 and Series 3 licenses, as well as a Series 63 license. Lauren is currently registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/04/2023 - Present
Foreside Fund Services, LLC (New York NY)
ME
01/29/2021 - 10/03/2022
FORESIDE GLOBAL SERVICES, LLC (PORTLAND ME)
NY
01/07/2021 - 01/29/2021
STONE RIDGE SECURITIES LLC (NEW YORK NY)
NY
07/30/2020 - 12/31/2020
STONE RIDGE SECURITIES LLC (NEW YORK NY)
NY
09/14/2004 - 03/21/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2023
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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