Unclaimed
Lauren Kiernan has been a registered representative in the securities industry since 2008. Lauren is a General Securities Principal licensed by FINRA and holds Series 7, 6, 63, and SIE licenses. Lauren is currently employed by Vanguard Marketing Corp. Lauren is registered in four states: Arkansas, Massachusetts, Pennsylvania, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
09/23/2008 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 09/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/22/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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