Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Bassett is a financial advisor with Raymond James Financial Services, Inc. She is registered in New York and has been in the industry since 2013. Lauren has passed the Series 6, 7, and 63 exams as well as the Securities Industry Essentials (SIE) Exam. Lauren has experience with AXA Advisors, LLC and Raymond James Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/03/2014 - Present
Raymond James Financial Services, Inc. (SYRACUSE NY)
NY
11/20/2012 - 07/01/2014
AXA ADVISORS, LLC (SYRACUSE NY)
BC
Issued 02/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/19/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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